Unclaimed
Steven Nystrom is a financial advisor who is active in the brokerage and investment advisory industries. Steven has been registered with FINRA since 2015 and currently works for CCO Capital, LLC, a firm based in Phoenix, AZ. Steven is registered in 30 states and has passed the Series 7, Series 63 and SIE exams. Steven previously worked at Legend Securities, Inc., a firm based in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
02/15/2017 - Present
CCO Capital, LLC (PHOENIX AZ)
NY
07/31/2015 - 04/25/2016
LEGEND SECURITIES, INC. (NEW YORK NY)
BC
Issued 09/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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