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Steven Lewis Bergstrom

Cambridge Investment Research, Inc.

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About Steven Lewis Bergstrom

Steven Bergstrom is a financial advisor who has been in the industry since 1996. Steven is currently registered with Cambridge Investment Research, Inc. and has previously worked with TRICOR FINANCIAL, LLC, SUNSET FINANCIAL SERVICES, INC., BENEFICIAL INVESTMENT SERVICES, INC., INVESTMENT PLANNERS, INC., INTERVEST INTERNATIONAL EQUITIES CORPORATION, WASHINGTON SQUARE SECURITIES, INC., LIBERTY LIFE SECURITIES LLC, and FORTIS INVESTORS, INC. Steven holds Series 6, Series 63, and SIE licenses. Steven's office is located at 6045 S Fort Apache, Ste. 120 in Las Vegas, NV.

Firm Information

Steven Bergstrom is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Bergstrom’s Registration & Firm History

NV

12/07/2015 - Present

Cambridge Investment Research, Inc. (Las Vegas NV)

NV

05/11/2012 - 11/13/2015

TRICOR FINANCIAL, LLC (N. LAS VEGAS NV)

NV

11/04/2009 - 05/14/2012

SUNSET FINANCIAL SERVICES, INC. (HENDERSON NV)

NV

06/24/2008 - 11/05/2009

BENEFICIAL INVESTMENT SERVICES, INC. (HENDERSON NV)

NV

12/10/2003 - 06/18/2008

INVESTMENT PLANNERS, INC. (N. LAS VEGAS NV)

CO

02/18/2003 - 10/31/2003

INTERVEST INTERNATIONAL EQUITIES CORPORATION (COLORADO SPRINGS CO)

CT

09/19/2000 - 12/31/2002

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

NH

02/18/2000 - 08/08/2000

LIBERTY LIFE SECURITIES LLC (DOVER NH)

MN

05/14/1996 - 12/31/1999

FORTIS INVESTORS, INC. (OAKDALE MN)

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Licenses & Designations

BC

Issued 05/17/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Steven Lewis Bergstrom. Review regulatory record here.
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