Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Leroy Douglass is a financial advisor at LPL Financial LLC in Scottsdale, Arizona. Steven has been in the financial industry since 2001 and has experience working with a variety of clients, including individuals, families, businesses, and charitable organizations. Steven offers a wide range of services, including financial planning, investment management, and retirement planning. Steven is committed to providing personalized service and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
12/04/2017 - Present
LPL Financial LLC (SCOTTSDALE AZ)
AZ
05/06/2013 - 08/10/2016
BMO HARRIS FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
12/23/2009 - 12/31/2011
PFS INVESTMENTS INC. (MESA AZ)
AZ
10/07/2005 - 12/05/2007
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
IL
06/01/2004 - 06/01/2005
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
07/26/2001 - 10/09/2003
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
NY
02/04/1999 - 07/06/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
GA
03/31/1997 - 02/17/1999
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 11/11/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/27/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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