Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Leonard Shorey is a financial advisor with Empower Financial Services, Inc. in Hartford, Connecticut. Steven joined Empower Financial Services, Inc. on 4/4/2022, and has been working in the financial services industry since 4/2/2003. Steven is a registered representative with FINRA and is licensed in 19 states. Prior to joining Empower Financial Services, Inc., Steven worked at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC from 11/10/2008 to 4/4/2022 and at FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. from 5/25/1999 to 12/31/2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
04/04/2022 - Present
Empower Financial Services, Inc. (Hartford CT)
CT
11/10/2008 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Hartford CT)
RI
05/25/1999 - 12/31/2004
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 11/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/06/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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