Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Rosauer is a financial advisor with Cetera Investment Advisers LLC in Washburn, IA. Steven has been in the financial services industry since 1989. Steven Rosauer is registered with the state of Iowa and is Series 7 and Series 6 licensed. Steven Rosauer holds the Certified Financial Planner designation. Steven Rosauer has previously been registered with VOYA FINANCIAL ADVISORS, INC. and SAMMONS SECURITIES COMPANY, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
06/29/2023 - Present
Cetera Investment Advisers LLC (WASHBURN IA)
IA
04/30/2013 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (WASHBURN IA)
IA
12/06/2011 - 11/01/2012
SAMMONS SECURITIES COMPANY, LLC (WASHBURN IA)
IA
04/12/1991 - 12/12/2011
H. BECK, INC. (WASHBURN IA)
TX
01/02/1991 - 04/15/1991
REED SECURITIES COMPANY, INC. (MARBLE FALLS TX)
NA
10/31/1989 - 12/31/1990
T.L. REED SECURITIES, INC.
NA
05/25/1988 - 03/01/1989
SOURCE SECURITIES, INC.
BC
Issued 07/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1992
Series 7 - General Securities Representative Examination
BC
Issued 05/23/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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