Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Lee Powell is a financial advisor with over 40 years of experience in the industry. Steven is currently registered with Momentum Independent Network Inc. and holds Series 63, 65, 7 and 24 securities licenses. Steven is also a registered Investment Advisor Representative in Iowa and South Dakota. Previously, Steven was registered with Wachovia Securities, LLC, Southwest Securities, Inc., A. G. Edwards & Sons, Inc., Shearson Lehman Hutton Inc., Paine Webber Incorporated, and Paine, Webber, Jackson & Curtis Incorporated. Steven is experienced in working with high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
IA
10/02/2018 - Present
Momentum Independent Network Inc. (SIOUX CITY IA)
IA
01/01/2008 - 02/04/2009
WACHOVIA SECURITIES, LLC (SIOUX CITY IA)
TX
01/22/2009 - 01/22/2009
SOUTHWEST SECURITIES, INC. (DALLAS TX)
IA
09/29/1989 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SIOUX CITY IA)
NY
09/18/1985 - 10/25/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
01/31/1980 - 09/16/1985
PAINEWEBBER INCORPORATED
NA
09/11/1978 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
04/21/1977 - 09/15/1978
DAIN, KALMAN & QUAIL, INCORPORATED
IA
Issued 09/24/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/1982
Series 24 - General Securities Principal Examination
BC
Issued 12/29/1981
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 04/16/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Powell is the right advisor for you? Invested Better is here to help.
