Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Paolucci is a financial professional with over 38 years of experience in the industry. Steven is a registered representative of Cambridge Investment Research Advisors, Inc., and has been with the firm since August 2008. Steven's previous experience includes positions at ING Financial Partners, Inc., Locust Street Securities, Inc., MML Investors Services, Inc., Park Avenue Securities LLC, Guardian Investor Services Corporation, G. R. Phelps & Co., Inc., and Nathan & Lewis Securities, Inc. Steven is a Chartered Financial Consultant. Steven's specialties include portfolio management for individuals and businesses, financial planning, and pension consulting. Steven holds the Series 6, Series 7, Series 63, and Series 66 licenses. Steven is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
09/10/2015 - Present
Cambridge Investment Research Advisors, Inc. (Greenwood Village CO)
CO
01/01/2004 - 08/26/2008
ING FINANCIAL PARTNERS, INC. (LITTLETON CO)
IA
04/11/2003 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MA
02/12/2002 - 04/10/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
05/03/1999 - 02/28/2002
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
12/04/1998 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MA
03/01/1996 - 12/11/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
02/16/1984 - 03/01/1996
G. R. PHELPS & CO., INC.
NY
02/15/1994 - 12/18/1995
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 11/09/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
BC
Issued 02/14/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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