Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven McCartney is a financial advisor at Fidelity Personal And Workplace Advisors, with over 10 years of experience in the industry. Steven is registered to provide investment advice in California. Steven's current position at Fidelity Personal And Workplace Advisors began in June 2021. Prior to that, Steven was a registered representative with Pruco Securities, LLC in Roseville, California from August 2014 to July 2021. Before Pruco Securities, LLC, Steven worked as a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York from January 1996 to December 1999.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/10/2021 - Present
Fidelity Personal AND Workplace Advisors (SACRAMENTO CA)
CA
11/03/2014 - 07/09/2021
PRUCO SECURITIES, LLC. (ROSEVILLE CA)
NY
01/05/1996 - 12/23/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/02/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/03/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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