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Steven Lee Loban

Prudential Annuities Distributors, Inc.

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About Steven Lee Loban

Steven Loban is a financial professional with over 28 years of experience in the financial services industry. Steven is currently registered with Prudential Annuities Distributors, Inc. and is licensed to conduct business in Connecticut. Prior to joining Prudential Annuities Distributors, Inc., Steven was employed by Fidelity Brokerage Services LLC, Chase Investment Services Corp., IFMG Securities, Inc. and Quick & Reilly, Inc.. Steven is a Series 6, 7, 26 and 63 licensed representative. Steven has also passed the SIE and Series 65 exams.

Firm Information

Steven Loban is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Loban’s Registration & Firm History

CT

04/24/2012 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

CT

10/21/2011 - 04/11/2012

FIDELITY BROKERAGE SERVICES LLC (FAIRFIELD CT)

CT

11/14/2006 - 10/06/2011

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

CT

07/29/2005 - 10/31/2006

CHASE INVESTMENT SERVICES CORP. (STRATFORD CT)

NY

07/27/2004 - 07/11/2005

IFMG SECURITIES, INC. (PURCHASE NY)

NY

11/18/2002 - 07/01/2004

QUICK & REILLY, INC. (NEW YORK NY)

CT

06/09/1994 - 10/03/2002

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC. (SHELTON CT)

NJ

03/07/1994 - 05/12/1994

FIRST INVESTORS CORPORATION (EDISON NJ)

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Licenses & Designations

IA

Issued 04/11/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/27/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/11/1997

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/1999

Series 7 - General Securities Representative Examination

BC

Issued 03/04/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Steven Lee Loban. Review regulatory record here.
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