Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Lee Holmes is a financial advisor with LPL Financial LLC, and has been in the industry since 1999. Steven is registered with the state of Georgia as an Investment Advisor Representative. Steven has previously worked with CETERA ADVISORS LLC, IFG NETWORK SECURITIES, INC., and NYLIFE SECURITIES INC.. Steven holds the Series 7 and Series 63 licenses and the SIE exam. Steven also holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
07/09/2018 - Present
LPL Financial LLC (CARROLLTON GA)
GA
01/01/2004 - 07/13/2018
CETERA ADVISORS LLC (CARROLLTON GA)
GA
12/11/2001 - 01/02/2004
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NY
10/01/1999 - 01/05/2002
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 10/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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