Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Lee Gatto is a financial advisor with over 20 years of experience in the industry. He holds Series 7, 24, 63, 7TO, 99TO and SIE licenses. Steven Lee Gatto is currently registered with Mizuho Securities USA LLC and has previously been registered with Deutsche Bank Securities Inc. and UBS Securities LLC. Steven Lee Gatto has been active in the financial services industry since July 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/21/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
09/02/1998 - 08/12/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
11/17/1993 - 06/18/1997
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/03/2022
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Steven Gatto is the right advisor for you? Invested Better is here to help.
