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Steven Lee Cavazos

Truist Investment Services, Inc.

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About Steven Lee Cavazos

Steven Cavazos is a financial advisor with Truist Investment Services, Inc. Steven has been in the securities industry for over 12 years and has extensive experience in helping clients achieve their financial goals. Steven is registered to provide investment advice in 53 states and has passed the Series 6, 7, and SIE exams. Steven previously worked at Raymond James Financial Services, Inc., Raymond James & Associates, Inc., Transamerica Investors Securities Corporation, USAA Financial Advisors, Inc., and T. Rowe Price Investment Services, Inc.

Firm Information

Steven Cavazos is currently registered with Truist Investment Services, Inc.. Truist Investment Services, Inc. is a corporation formed on November 27, 1985. It is registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

162

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Cavazos’s Registration & Firm History

FL

06/26/2019 - Present

Truist Investment Services, Inc. (TAMPA FL)

FL

01/03/2018 - 05/01/2018

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

FL

12/13/2017 - 05/01/2018

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

FL

11/10/2016 - 02/03/2017

TRANSAMERICA INVESTORS SECURITIES CORPORATION (ST. PETERSBURG FL)

FL

10/21/2013 - 06/20/2016

USAA FINANCIAL ADVISORS, INC. (TAMPA FL)

FL

06/16/2008 - 03/20/2013

T. ROWE PRICE INVESTMENT SERVICES, INC. (TAMPA FL)

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Licenses & Designations

BC

Issued 08/29/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2013

Series 7 - General Securities Representative Examination

BC

Issued 06/13/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Lee Cavazos.
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