Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Alvord has been in the financial industry since 1993 and is currently registered with D.a. Davidson & Co. Steven has a Series 7, Series 31 and Series 63 licenses as well as a Series 65 license. Steven has been associated with D.a. Davidson & Co. since March of 2006. Previously, Steven was registered with RBC DAIN RAUSCHER INC. and DAIN RAUSCHER INCORPORATED. Steven is registered as an investment advisor representative in Texas and Washington. Steven specializes in providing portfolio management for individuals and businesses, financial planning, pension consulting, educational seminars and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
03/31/2006 - Present
D.a. Davidson & Co. (BELLINGHAM WA)
NY
03/02/1998 - 04/06/2006
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
09/02/1993 - 03/02/1998
DAIN RAUSCHER INCORPORATED
IA
Issued 03/01/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 09/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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