Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Yunis is a financial advisor with RBC Capital Markets, LLC, based in New York, NY. He has been in the industry since 2001 and holds Series 7, Series 63, SIE and Series 79TO licenses. Steven is a registered representative in New York. Prior to joining RBC Capital Markets, LLC, Steven was employed by RBS Securities Inc, RBS Securities Corporation, SG Americas Securities, LLC and SG Cowen Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/17/2011 - Present
RBC Capital Markets, LLC (NEW YORK NY)
CT
12/12/2008 - 02/22/2011
RBS SECURITIES INC. (STAMFORD CT)
NY
04/25/2007 - 12/12/2008
RBS SECURITIES CORPORATION (NEW YORK NY)
NY
04/26/2004 - 05/07/2007
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
10/12/2001 - 04/26/2004
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 01/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Steven Yunis is the right advisor for you? Invested Better is here to help.
