Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Dixon is a financial professional with over 20 years of experience in the industry. Steven is currently registered with Keybanc Capital Markets Inc. in North Carolina and New York. Steven has held previous positions at Regions Securities LLC, U.S. Bancorp Investments, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, and Citigroup Global Markets Inc. Steven holds Series 7, Series 63, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
10/11/2021 - Present
Keybanc Capital Markets Inc. (CHARLOTTE NC)
NC
09/17/2015 - 05/10/2021
REGIONS SECURITIES LLC (Charlotte NC)
NC
09/05/2013 - 06/12/2015
U.S. BANCORP INVESTMENTS, INC. (CHARLOTTE NC)
NC
11/01/2010 - 10/04/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
07/23/2004 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
NY
11/02/2001 - 04/29/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 11/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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