Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Lance Bailin is a financial advisor with over 34 years of experience in the financial services industry. Steven is currently registered with LPL Financial LLC and holds a variety of licenses, including Series 3, 7, 8, 9, 10, and 63. Steven has previously worked with Morgan Stanley, Citigroup Global Markets Inc., Kemper Securities Group, Inc., and Bateman Eichler, Hill Richards, Incorporated. Steven's clients include high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/16/2021 - Present
LPL Financial LLC (WESTLAKE VILLAGE CA)
CA
06/01/2009 - 07/20/2021
MORGAN STANLEY (WOODLAND HILLS CA)
CA
03/04/1991 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (EL SEGUNDO CA)
MO
09/04/1990 - 03/13/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
06/23/1987 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
BC
Issued 08/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/23/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1988
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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