Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven L. Spurling is a financial advisor with Edward Jones. Steven has been in the financial services industry since 1994. Steven holds the Series 6, 7, 63, and 66 securities licenses and is registered to provide investment advice in Texas. Steven has worked with clients in a variety of capacities over his career including positions at MML Distributors, LLC, Mutual Trust Co. of America Securities, Columbia Management Investment Distributors, Inc., and Princor Financial Services Corporation. Steven is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
10/11/2021 - Present
Edward Jones (SPRING TX)
MA
05/24/2019 - 12/31/2020
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
FL
05/17/2017 - 02/20/2018
MUTUAL TRUST CO. OF AMERICA SECURITIES (ST. PETERSBURG FL)
MA
07/13/2011 - 02/13/2017
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
IL
02/23/2005 - 07/11/2011
PRINCOR FINANCIAL SERVICES CORPORATION (LOMBARD IL)
IA
05/10/2007 - 09/23/2008
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
MN
02/07/2003 - 08/11/2003
STANTON INVESTMENT SERVICES, INC. (PLYMOUTH MN)
MA
12/03/2001 - 08/08/2002
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IL
02/01/1995 - 11/30/2000
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
NA
07/23/1990 - 02/01/1995
KEMPER FINANCIAL SERVICES, INC.
OR
03/09/1989 - 06/14/1990
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NA
07/20/1988 - 09/12/1988
FIRST INVESTORS CORPORATION
NA
02/02/1988 - 06/17/1988
NML EQUITY SERVICES, INC.
NA
02/02/1988 - 06/07/1988
ROBERT W. BAIRD & CO. INCORPORATED
BOTH
Issued 10/09/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 02/01/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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