Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Simmerman is a financial advisor associated with Raymond James & Associates, Inc. Steven has over 28 years of experience in the financial services industry and has been registered with the Securities and Exchange Commission since 1995. Steven is registered to provide investment advice in multiple states including Kentucky, Texas, and Florida. In addition to offering a range of investment products and services, Steven also owns and operates Lightning Properties Llc in Ashland, Kentucky. Steven's experience and expertise position him to provide customized investment guidance tailored to the specific needs of his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
08/08/2007 - Present
Raymond James & Associates, Inc. (ASHLAND KY)
KY
04/10/1995 - 03/12/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ASHLAND KY)
IA
Issued 04/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 04/07/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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