Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Glasberg is a financial advisor who has been in the industry since 1987. Steven is registered with the state of California and Texas as an Investment Advisor Representative. Steven is affiliated with Mariner Independent and previously worked for LPL Financial, LLC, D.A. Davidson & Co., and Crowell Weedon & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
07/06/2016 - Present
Mariner Independent (Westlake CA)
CA
11/25/2013 - 10/01/2015
D.A. DAVIDSON & CO. (WESTLAKE VILLAGE CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (WESTLAKE VILLAGE CA)
CA
07/20/2009 - 11/04/2013
CROWELL, WEEDON & CO. (WESTLAKE VILLAGE CA)
CA
06/01/2009 - 07/22/2009
MORGAN STANLEY SMITH BARNEY (THOUSAND OAKS CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (THOUSAND OAKS CA)
CA
01/28/2005 - 04/02/2007
MORGAN STANLEY DW INC. (THOUSAND OAKS CA)
MO
07/01/2003 - 01/31/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
07/23/1993 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
02/09/1987 - 08/11/1993
CAL STATE SECURITIES CORP. (LOS ANGELES CA)
IA
Issued 06/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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