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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven L. Caminiti is a financial advisor with UBS Financial Services Inc. Steven L. Caminiti has over 30 years of experience in the financial services industry. Steven L. Caminiti is registered with the state of Maine. Steven L. Caminiti is also registered with FINRA and the SEC. Steven L. Caminiti offers financial planning, investment management, and portfolio management services to individuals, families, and businesses. Before joining UBS Financial Services Inc., Steven L. Caminiti was with Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Legg Mason Wood Walker, Incorporated, and Paine Webber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
ME
06/26/2008 - Present
UBS Financial Services Inc. (PORTLAND ME)
ME
04/02/2007 - 06/27/2008
MORGAN STANLEY & CO. INCORPORATED (PORTLAND ME)
ME
04/02/2001 - 04/02/2007
MORGAN STANLEY DW INC. (PORTLAND ME)
MD
01/23/1998 - 04/19/2001
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NJ
08/16/1990 - 02/03/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 07/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/14/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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