Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Caminiti is a financial advisor with over 30 years of experience in the financial services industry. Steven is a registered representative of UBS Financial Services Inc., and holds a Series 7, Series 31, Series 63 and Series 65 licenses. Steven has previously worked for Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Legg Mason Wood Walker, Incorporated and PaineWebber Incorporated. Steven's specializations include investment management for individuals and businesses, retirement planning, and financial planning. Steven also serves on the Endowment Committee of the Animal Refuge League.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
ME
06/26/2008 - Present
UBS Financial Services Inc. (PORTLAND ME)
ME
04/02/2007 - 06/27/2008
MORGAN STANLEY & CO. INCORPORATED (PORTLAND ME)
ME
04/02/2001 - 04/02/2007
MORGAN STANLEY DW INC. (PORTLAND ME)
MD
01/23/1998 - 04/19/2001
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NJ
08/16/1990 - 02/03/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 7/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/23/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/16/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 8/14/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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