Unclaimed
Steven Kuzmanoski is a financial advisor registered with UBS Financial Services Inc. in Weehawken, New Jersey. Steven has been in the financial services industry since 2011. Steven is also registered with the state of New Jersey. Steven has passed several securities exams, including the Series 7, Series 66, and Series 9 exams. In addition to working with UBS Financial Services Inc., Steven is also involved in Kuzy Logistics LLC as a silent owner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
03/16/2017 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NJ
08/29/2014 - 04/18/2017
HIGHTOWER SECURITIES, LLC (WOODBRIDGE NJ)
NJ
07/26/2011 - 09/02/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWARK NJ)
BOTH
Issued 12/23/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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