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Steven Kinnally

BGC Financial, LP

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About Steven Kinnally

Steven Kinnally is a financial professional with over 30 years of experience in the industry. Steven currently holds registrations with FINRA and the State of New York and is currently employed with BGC Financial, LP. Steven has held previous registrations with ICAP Securities USA LLC, Dealerweb Inc., Garban LLC, Intercapital International Inc., Intercapital Government Securities Inc., and Tullett & Tokyo Securities, Inc. Steven has passed the Series 63, Series 72, and SIE examinations.

Firm Information

Steven Kinnally is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Kinnally’s Registration & Firm History

NY

11/01/2022 - Present

BGC Financial, LP (NEW YORK NY)

NY

02/13/2019 - 10/18/2022

ICAP SECURITIES USA LLC (NEW YORK NY)

NJ

07/29/2014 - 03/11/2019

DEALERWEB INC. (Jersey City NJ)

NJ

02/15/2002 - 07/25/2014

ICAP SECURITIES USA LLC (JERSEY CITY NJ)

NY

07/28/2000 - 01/25/2002

GARBAN LLC (NEW YORK NY)

NY

12/02/1998 - 10/26/2000

INTERCAPITAL INTERNATIONAL INC. (NEW YORK NY)

NY

03/15/2000 - 06/13/2000

GARBAN LLC (NEW YORK NY)

NY

12/02/1998 - 04/28/2000

INTERCAPITAL GOVERNMENT SECURITIES INC. (NEW YORK NY)

NY

01/20/1998 - 09/29/1998

TULLETT & TOKYO SECURITIES, INC. (NEW YORK NY)

NY

11/04/1991 - 03/14/1997

EURO BROKERS MAXCOR INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/30/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Kinnally.
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