Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Phelps is a financial advisor at Westpark Capital, Inc. Steven has been in the financial services industry since 1988 and is licensed to provide investment advice in 36 states. Steven has worked at several firms throughout his career, including Source Capital Group, Inc., Scottsdale Capital Advisors Corp, and Newbridge Securities Corporation. Steven specializes in providing financial planning, selection of other advisers, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
09/30/2010 - Present
Westpark Capital, Inc. (BOCA RATON FL)
AZ
08/10/2009 - 09/30/2010
SOURCE CAPITAL GROUP, INC. (SCOTTSDALE AZ)
AZ
11/07/2007 - 09/02/2009
SCOTTSDALE CAPITAL ADVISORS CORP (SCOTTSDALE AZ)
AZ
06/17/2003 - 11/08/2007
NEWBRIDGE SECURITIES CORPORATION (SCOTTSDALE AZ)
FL
11/09/2000 - 06/16/2003
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
FL
03/22/1994 - 11/20/2000
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
NY
04/02/1993 - 03/18/1994
VTR CAPITAL, INC. (NEW YORK NY)
CO
04/26/1990 - 04/05/1993
R A F FINANCIAL CORPORATION (DENVER CO)
CO
02/24/1988 - 04/27/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
BC
Issued 03/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/11/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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