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Steven Kent Dear

Stonex Securities Inc.

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About Steven Kent Dear

Steven Kent Dear is a financial advisor with Stonex Securities Inc. He has been a financial advisor since 1993. Steven holds a Series 7, Series 63 and SIE license, and is registered with the states of Alabama, Arkansas, Georgia, Michigan, Mississippi, North Carolina, Texas, and Virginia. Steven has previously worked with LIFEMARK SECURITIES CORP., MML INVESTORS SERVICES, INC., NEW ENGLAND SECURITIES, SWS FINANCIAL SERVICES, CROWN INVESTMENTS, INC., UNION PLANTERS BROKERAGE SERVICES INC. and W. S. GRIFFITH & CO., INC.

Firm Information

Steven Dear is currently registered with Stonex Securities Inc.. Stonex Securities Inc. is a corporation that was formed on January 22, 2002, and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Dear’s Registration & Firm History

MS

07/29/2011 - Present

Stonex Securities Inc. (JACKSON MS)

MS

02/09/2005 - 08/08/2011

LIFEMARK SECURITIES CORP. (JACKSON MS)

MA

02/06/2004 - 09/03/2004

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NY

09/04/2001 - 02/03/2004

NEW ENGLAND SECURITIES (NEW YORK NY)

TX

01/14/1997 - 09/04/2001

SWS FINANCIAL SERVICES (DALLAS TX)

MS

11/01/1995 - 01/16/1997

CROWN INVESTMENTS, INC. (JACKSON MS)

NA

03/30/1994 - 12/04/1995

UNION PLANTERS BROKERAGE SERVICES INC.

CT

04/27/1993 - 09/20/1994

W. S. GRIFFITH & CO., INC. (HARTFORD CT)

FL

11/27/1992 - 04/27/1993

INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)

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Licenses & Designations

IA

Issued 11/25/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/19/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/24/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Steven Kent Dear. Review regulatory record here.
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