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Steven Kenneth Siegel

Nylife Distributors LLC

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About Steven Kenneth Siegel

Steven Kenneth Siegel is a financial professional with over 25 years of experience in the financial services industry. Steven is currently registered with Nylife Distributors LLC, and has previously held registrations with NYLIFE SECURITIES LLC, Liberty Securities Corporation, TIAA-CREF Individual & Institutional Services, Inc., John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, and PaineWebber Incorporated. Steven holds a Series 7, Series 63 and SIE license. Steven is licensed in New York.

Firm Information

Steven Siegel is currently registered with Nylife Distributors LLC. Nylife Distributors LLC is a Limited Liability Company that was formed in October 2003. The company is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

300

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Siegel’s Registration & Firm History

NY

12/05/2008 - Present

Nylife Distributors LLC (NEW YORK NY)

NY

02/08/2001 - 06/26/2008

NYLIFE SECURITIES LLC (NEW YORK NY)

NY

12/16/1999 - 06/27/2000

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NY

02/25/1998 - 12/22/1999

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. (NEW YORK NY)

NA

02/29/1996 - 09/12/1997

JOHN HANCOCK DISTRIBUTORS, INC.

MA

02/28/1996 - 09/12/1997

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

NA

02/29/1996 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

MA

02/28/1996 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

NJ

04/26/1995 - 10/18/1995

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 05/12/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Steven Kenneth Siegel. Review regulatory record here.
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