Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Nivens is an investment advisor representative at Ausdal Financial Partners, Inc., located in WESTCHESTER, IL. Steven has been in the securities industry for over 30 years and holds the Series 7, Series 63, Series 10, Series 9, and Series 52TO securities licenses. Steven is a Certified Financial Planner and specializes in providing financial planning, portfolio management for individuals and businesses, and advice on UMA platforms. Steven is registered with the state of Illinois and holds the Uniform Investment Adviser Law Examination license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
IL
02/11/2011 - Present
Ausdal Financial Partners, Inc. (WESTCHESTER IL)
IL
09/02/2008 - 02/11/2011
QA3 FINANCIAL CORP. (NAPERVILLE IL)
IL
12/06/2004 - 09/03/2008
WATERSTONE FINANCIAL GROUP, INC. (NAPERVILLE IL)
WI
10/02/2000 - 12/08/2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
04/21/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
03/30/1999 - 04/21/1999
ROBERT W. BAIRD & CO. INCORPORATED
WI
01/21/1999 - 03/30/1999
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
NA
02/19/1997 - 03/30/1999
ROBERT W. BAIRD & CO. INCORPORATED
MA
10/03/1994 - 02/25/1997
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
02/20/1992 - 10/17/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
OH
02/04/1991 - 03/11/1992
BANC ONE CAPITAL CORPORATION (COLUMBUS OH)
IL
07/13/1990 - 12/31/1990
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
01/24/1989 - 07/13/1990
BANC ONE WISCONSIN INVESTMENT SERVICES CORPORATION
IA
Issued 12/05/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
BC
Issued 12/05/1986
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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