Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Kenichi Iwai is a financial advisor with LPL Financial LLC. Steven has been in the industry since 1989 and has been registered with LPL Financial LLC since 1992. Steven is licensed to provide financial advice in California, Hawaii, Missouri, Nevada, Oregon, Rhode Island, and Virginia. Steven's previous experience includes working at HAWAII CAPITAL GROUP, INC. and LINSCO/PRIVATE LEDGER CORP. Steven's specializations include a wide range of financial products and services, including stocks, bonds, mutual funds, and insurance. Steven is also a licensed insurance agent. In addition to his primary role at LPL Financial LLC, Steven is also involved in the fixed life insurance and annuity business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
03/16/1992 - Present
LPL Financial LLC (HONOLULU HI)
NA
07/18/1989 - 07/03/1990
HAWAII CAPITAL GROUP, INC.
BC
Issued 08/16/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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