Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Van Wyngarden is a financial advisor with over 30 years of experience in the industry. Steven is currently registered with United Planners' Financial Services of America A Limited Partner in Scottsdale, Arizona. Previously, Steven was a registered representative with UBS Financial Services Inc. and Cetera Advisor Networks LLC. Steven holds the Series 3, 7, 63, and 65 licenses and is a registered investment advisor in Indiana and Texas.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
06/03/2021 - Present
United Planners' Financial Services OF America A Limited Partner (SCOTTSDALE AZ)
IN
09/09/2005 - 06/07/2021
CETERA ADVISOR NETWORKS LLC (FT. WAYNE IN)
NJ
01/20/1992 - 09/22/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/15/1991 - 12/20/1991
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 05/11/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1992
Series 3 - National Commodity Futures Examination
BC
Issued 07/11/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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