Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Keith Ivie is a financial advisor with over 25 years of experience in the financial services industry. Steven is currently registered with Fidelity Personal and Workplace Advisors. Before joining Fidelity Personal and Workplace Advisors, Steven was employed by several firms including Morgan Stanley DW INC., Fidelity Brokerage Services, INC., PRUCO Securities Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Steven has obtained Series 63, Series 66, Series 7, Series 8, Series 9, Series 10, and SIE licenses. Steven specializes in providing financial advice to individuals, high-net-worth individuals, businesses, corporations, pension and profit-sharing plans, and charitable organizations. Steven also provides financial planning services, including educational seminars and the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/07/2022 - Present
Fidelity Personal AND Workplace Advisors (MORGAN HILL CA)
NY
04/26/2001 - 10/15/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
RI
09/03/1996 - 10/08/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
07/22/1991 - 07/19/1993
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
11/05/1988 - 07/26/1989
PRUCO SECURITIES CORPORATION
NA
03/22/1988 - 09/30/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 02/02/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/10/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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