Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Keith Brisgel is a registered representative with Stifel, Nicolaus & Company, Inc. in the Morristown, NJ branch office. Steven has over 37 years of experience in the financial services industry. Steven is also registered as an Investment Advisor Representative in New Jersey. Prior to joining Stifel, Nicolaus & Company, Inc., Steven was employed by MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., KIDDER, PEABODY & CO. INCORPORATED and ANDERSON & STRUDWICK, INCORPORATED. Steven holds the Series 3, 6, 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/16/2013 - Present
Stifel, Nicolaus & Company, Inc. (MORRISTOWN NJ)
NJ
06/01/2009 - 07/02/2013
MORGAN STANLEY (FLORHAM PARK NJ)
NJ
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
NY
06/28/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/25/1986 - 07/08/1991
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
06/16/1986 - 10/22/1986
ANDERSON & STRUDWICK, INCORPORATED
IA
Issued 04/02/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1992
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
BC
Issued 06/13/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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