Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Brodeur is a financial professional with over 20 years of experience in the industry. Steven currently works at Nexpoint Securities, Inc., where he has been employed since October 10, 2018. Prior to that, Steven worked at several other firms, including Archer Distributors, LLC, Mutual Trust Co. of America Securities, and Midamerica Financial Services, Inc. Steven is registered with the state of Florida and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
10/10/2018 - Present
Nexpoint Securities, Inc. (DALLAS TX)
MD
08/30/2017 - 10/03/2018
ARCHER DISTRIBUTORS, LLC (LAUREL MD)
FL
01/13/2016 - 01/04/2017
MUTUAL TRUST CO. OF AMERICA SECURITIES (ST. PETERSBURG FL)
MO
01/12/2015 - 12/04/2015
MIDAMERICA FINANCIAL SERVICES, INC. (JOPLIN MO)
TX
05/14/2013 - 12/31/2014
EDI FINANCIAL, INC. (IRVING TX)
FL
12/04/2012 - 05/01/2013
ALLIED BEACON PARTNERS, INC. (FORT LAUDERDALE FL)
VA
02/15/2011 - 11/30/2012
CAPITOL SECURITIES MANAGEMENT, INC. (GLEN ALLEN VA)
NE
07/27/2009 - 02/16/2011
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
IL
09/10/2008 - 02/17/2009
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
CO
01/30/2007 - 06/11/2008
ALPS DISTRIBUTORS, INC. (DENVER CO)
MD
03/17/2004 - 11/29/2005
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
MA
01/01/2002 - 09/16/2003
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
06/13/2000 - 01/01/2002
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
RI
04/06/1998 - 04/12/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
06/11/1997 - 01/04/1999
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
11/20/1995 - 12/31/1996
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 01/11/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/1998
Series 24 - General Securities Principal Examination
BC
Issued 09/16/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/11/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/17/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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