linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Steven Karklins Moffat

Fidelity Personal AND Workplace Advisors

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Steven? Claim Your Profile

About Steven Karklins Moffat

Steven Moffat is a financial advisor with Fidelity Personal and Workplace Advisors. Steven has been in the financial services industry since December 27, 2012. Steven is registered to provide investment advice in 26 states and is also licensed to sell securities in 26 states. Steven specializes in portfolio management for individuals and businesses, as well as financial planning and educational seminars. Steven is a Series 66 and Series 7 licensed professional. Steven is also a Director and Treasurer of the Dunedin Stirling Soccer Club.

Firm Information

Steven Moffat is currently registered with Fidelity Personal AND Workplace Advisors. Fidelity Personal and Workplace Advisors is a large financial services firm with a long history in the industry. They provide a variety of investment and financial planning services to individual and institutional clients, including individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and state or municipal governments. They are known for their comprehensive investment options, low fees, and extensive resources. Fidelity Personal and Workplace Advisors manages over $818 billion in assets for a diverse client base.
Fidelity Personal AND Workplace Advisors

245 SUMMER STREET, V2A

BOSTON, MA 02210

$818.78B

Assets Under Management

13,624

Total Clients

14,642

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Steven Moffat’s Registration & Firm History

FL

07/25/2018 - Present

Fidelity Personal AND Workplace Advisors (TAMPA FL)

CO

02/17/2016 - 11/22/2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (COLORADO SPGS CO)

CO

11/22/2013 - 12/16/2015

USAA FINANCIAL ADVISORS, INC. (COLORADO SPRINGS CO)

CO

09/12/2012 - 11/04/2013

T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)

Not sure if Steven Karklins Moffat is right for you?

Licenses & Designations

BOTH

Issued 02/12/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Steven Karklins Moffat.
Not sure if Steven Karklins Moffat is right for you?