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Steven Kajala

Pruco Securities, LLC

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About Steven Kajala

Steven Kajala is a financial advisor at Pruco Securities, LLC. Steven is licensed to offer securities in 9 states including Minnesota, Wisconsin, Alaska, Virginia, Colorado, Massachusetts, Utah, New York, and is also registered with the state of Minnesota to provide investment advisory services. Steven has been in the industry since 2004 and has held previous roles at firms such as Waddell & Reed, Morgan Stanley, and Merrill Lynch. Steven is a Series 66, Series 7, Series 3, Series 10, Series 9, Series 23, and SIE licensed professional.

Firm Information

Steven Kajala is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Steven Kajala’s Registration & Firm History

MN

08/22/2018 - Present

Pruco Securities, LLC (ST. LOUIS PARK MN)

MN

08/14/2015 - 08/20/2018

WADDELL & REED (BLOOMINGTON MN)

MN

06/01/2009 - 08/25/2015

MORGAN STANLEY (MINNEAPOLIS MN)

MN

11/21/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (ST. PAUL MN)

FL

05/16/2005 - 11/26/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DESTIN FL)

OH

01/27/2004 - 05/17/2005

THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)

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Licenses & Designations

BOTH

Issued 11/19/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/19/2016

Series 23 - General Securities Principal Sales Supervisor

BC

Issued 02/26/2009

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/30/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/2009

Series 3 - National Commodity Futures Examination

BC

Issued 01/26/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Steven Kajala. Review regulatory record here.
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