Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Uy is a registered representative of Eagle Strategies LLC, with an active state of California, and has been working in the financial industry since 2016. Steven has a series of licenses including Series 6, 7, 63, and 66, which enables Steven to provide financial services, including portfolio management for individuals and financial planning. Steven also has experience working with Forester Financial Services, INC. and New York Life Insurance Co. Steven can work with a variety of client types such as high-net-worth individuals, corporations or other businesses, charitable organizations, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/21/2023 - Present
Eagle Strategies LLC (PASADENA CA)
CA
09/21/2016 - 09/21/2018
FORESTERS FINANCIAL SERVICES, INC. (MONROVIA CA)
BOTH
Issued 09/19/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Uy is the right advisor for you? Invested Better is here to help.
