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Steven Josepth Whitman

MGI Funds Distributors, LLC

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About Steven Josepth Whitman

Steven Josepth Whitman has been in the financial services industry since December 11, 1994. Steven currently works for MGI Funds Distributors, LLC and is registered with the firm's Hartford, CT branch office. Steven has previously worked for MMC Securities LLC, Prudential Investment Management Services LLC, Prudential Retirement Brokerage Services, Inc., WS Griffith Securities, Inc. and CIGNA Financial Services, Inc. Steven's areas of expertise include Series 6, Series 7 and Series 66. Steven is registered in 51 states.

Firm Information

Steven Whitman is currently registered with MGI Funds Distributors, LLC. MGI Funds Distributors, LLC is a Limited Liability Company formed in January 2012 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It also has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Whitman’s Registration & Firm History

CT

01/07/2020 - Present

MGI Funds Distributors, LLC (Hartford CT)

CT

02/08/2012 - 01/06/2020

MMC SECURITIES LLC (HARTFORD CT)

CT

12/06/2004 - 12/08/2010

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)

CT

06/28/2002 - 12/06/2004

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)

CT

07/10/2001 - 03/21/2002

WS GRIFFITH SECURITIES, INC. (HARTFORD CT)

CT

02/28/2000 - 05/04/2001

CIGNA FINANCIAL SERVICES, INC. (HARTFORD CT)

CT

07/21/1997 - 12/06/1999

CIGNA FINANCIAL SERVICES, INC. (HARTFORD CT)

CT

05/29/1996 - 04/23/1997

CIGNA FINANCIAL SERVICES, INC. (HARTFORD CT)

CA

05/21/1992 - 12/06/1995

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

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Licenses & Designations

BOTH

Issued 03/30/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/16/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/1996

Series 7 - General Securities Representative Examination

BC

Issued 05/19/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Josepth Whitman.
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