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Steven Joseph Zolfaghari

Empower Financial Services, Inc.

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About Steven Joseph Zolfaghari

Steven Zolfaghari is a financial advisor with Empower Financial Services, Inc. Steven has been in the financial services industry since 1996 and is registered in California. Steven holds the Series 6, Series 63, and SIE licenses.

Firm Information

Steven Zolfaghari is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Zolfaghari’s Registration & Firm History

CO

10/16/2020 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

MA

10/19/2018 - 11/11/2019

ASCENSUS BROKER DEALER SERVICES, LLC (NEWTON MA)

PA

11/08/2017 - 10/19/2018

ASCENSUS FINANCIAL SERVICES, LLC. (DRESHER PA)

PA

10/03/1996 - 01/08/1999

VANGUARD MARKETING CORPORATION (MALVERN PA)

MN

06/03/1996 - 07/09/1996

FORTIS INVESTORS, INC. (OAKDALE MN)

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Licenses & Designations

BC

Issued 05/09/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for Steven Joseph Zolfaghari. Review regulatory record here.
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