Unclaimed
Steven Zolfaghari is a financial advisor with Empower Financial Services, Inc. Steven has been in the financial services industry since 1996 and is registered in California. Steven holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/16/2020 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
MA
10/19/2018 - 11/11/2019
ASCENSUS BROKER DEALER SERVICES, LLC (NEWTON MA)
PA
11/08/2017 - 10/19/2018
ASCENSUS FINANCIAL SERVICES, LLC. (DRESHER PA)
PA
10/03/1996 - 01/08/1999
VANGUARD MARKETING CORPORATION (MALVERN PA)
MN
06/03/1996 - 07/09/1996
FORTIS INVESTORS, INC. (OAKDALE MN)
BC
Issued 05/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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