Unclaimed
Steven Szostak is a financial professional with over 6 years of experience in the industry. Steven is a registered representative of Franklin Distributors, LLC and holds Series 3, 7, and 63 licenses. Steven is licensed in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Steven is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
12/23/2014 - Present
Franklin Distributors, LLC (PHILADELPHIA PA)
BC
Issued 05/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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