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Steven Joseph Szostak

Franklin Distributors, LLC

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About Steven Joseph Szostak

Steven Szostak is a financial professional with over 6 years of experience in the industry. Steven is a registered representative of Franklin Distributors, LLC and holds Series 3, 7, and 63 licenses. Steven is licensed in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Steven is committed to providing clients with the highest level of service and expertise.

Firm Information

Steven Szostak is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Szostak’s Registration & Firm History

PA

12/23/2014 - Present

Franklin Distributors, LLC (PHILADELPHIA PA)

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Licenses & Designations

BC

Issued 05/02/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/26/2021

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Joseph Szostak.
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