Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Joseph Spaeth is a financial advisor in Loveland, Ohio, and has been in the industry since 1995. Steven currently works with RFG Advisory, LLC and has been with them since 2021. Previously, Steven worked with Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, The Concord Equity Group, LLC and Stifel, Nicolaus & Company, Incorporated. Steven specializes in working with individuals, high-net-worth individuals, businesses, charitable organizations, trusts, and pension and profit-sharing plans. Steven's firm offers a variety of advisory services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
05/19/2021 - Present
RFG Advisory, LLC (LOVELAND OH)
OH
01/20/2017 - 05/05/2021
MORGAN STANLEY (CINCINNATI OH)
OH
06/21/2005 - 01/25/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CINCINNATI OH)
NJ
02/28/2000 - 06/22/2005
THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)
NY
05/10/1995 - 07/19/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
12/16/1994 - 04/06/1995
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
BC
Issued 07/22/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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