Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Siepak is a financial advisor with Cetera Investment Advisers LLC and has over 24 years of experience in the financial services industry. Steven's previous experience includes roles at First Allied Securities, Inc., Summit Brokerage Services, Inc., and Investment Centers of America, Inc. Steven has passed the Series 7, Series 24, Series 31, Series 63, and Series 66 exams, and holds current registrations in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
CA
04/19/2018 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
04/19/2018 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
WI
01/11/2016 - 11/10/2017
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
01/11/2016 - 11/10/2017
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
01/11/2016 - 11/10/2017
SII INVESTMENTS, INC. (APPLETON WI)
CA
02/01/2008 - 11/10/2017
NATIONAL PLANNING CORPORATION (El Segundo CA)
CA
09/05/2000 - 02/13/2006
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
CA
04/29/1997 - 07/19/2000
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
NY
08/17/1994 - 06/07/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 12/07/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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