Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Joseph Sabo is a financial advisor with over 30 years of experience in the industry. Steven is currently registered with LPL Financial LLC and holds Series 6, 7, 22, 63 and 65 licenses. Previously, Steven was registered with 1717 Capital Management Company, NYLIFE Securities Inc. and PRUCO Securities Corporation. Steven has been providing advisory services to clients in Colorado, Texas and several other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
07/03/2018 - Present
LPL Financial LLC (BOULDER CO)
CO
12/10/1999 - 05/14/2007
1717 CAPITAL MANAGEMENT COMPANY (BOULDER CO)
NY
03/11/1988 - 03/15/2000
NYLIFE SECURITIES INC. (NEW YORK NY)
NA
09/24/1987 - 02/20/1988
PRUCO SECURITIES CORPORATION
IA
Issued 08/16/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/23/1990
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/23/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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