Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Roma is a financial professional with over 6 years of experience in the financial services industry. Steven is currently registered with Nylife Securities LLC and holds the Series 7 and SIE licenses. Steven is located in White Plains, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/25/2016 - Present
Nylife Securities LLC (WHITE PLAINS NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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