Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Rockwell is a financial advisor with LPL Financial LLC in Westerville, Ohio. Steven has been in the financial services industry for over 19 years. Steven has a strong background in investment planning and management. Steven has experience working with individuals, families, and businesses. Steven is committed to providing clients with personalized financial advice and guidance. Steven is also a registered representative of LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
10/14/2022 - Present
LPL Financial LLC (WESTERVILLE OH)
OH
12/06/2013 - 10/17/2022
EDWARD JONES (Westerville OH)
OH
07/26/2010 - 10/24/2013
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
OH
06/17/2008 - 06/23/2010
PRUCO SECURITIES, LLC. (COLUMBUS OH)
OH
07/06/2005 - 06/06/2008
CHASE INVESTMENT SERVICES CORP. (GAHANNA OH)
IL
08/31/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NJ
02/16/2004 - 08/19/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 02/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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