Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Pantuso is a financial advisor with over 8 years of experience in the industry. Steven is currently registered with Raymond James & Associates, Inc. and has been a Registered Representative since 2015. Prior to his current role, Steven was registered with CHARLES SCHWAB & CO., INC. and TD Ameritrade, Inc. Steven holds several licenses, including Series 7, 9, 10, 66, and SIE. Steven is also a Certified Financial Planner. Steven specializes in providing financial advice to individuals, corporations, and other businesses. He is committed to providing his clients with personalized financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/15/2024 - Present
Raymond James & Associates, Inc. (Ormond Beach FL)
NY
07/30/2015 - 03/26/2024
CHARLES SCHWAB & CO., INC. (New York City NY)
NE
07/22/2021 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
BOTH
Issued 09/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/29/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Steven Pantuso is the right advisor for you? Invested Better is here to help.
