Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Nicklas is a financial advisor at Raymond James Financial Services Advisors, Inc. Steven has been working in the financial industry since 1994 and has a wide range of experience in providing financial advice to individuals, businesses, and institutions. Steven is licensed to provide investment advice in 23 states and has a proven track record of success in helping clients reach their financial goals. Steven is also a licensed insurance agent and can help clients with their insurance needs. Steven is committed to providing his clients with the highest level of service and personalized attention. Steven has a strong understanding of the financial markets and a deep commitment to providing his clients with the information and guidance they need to make informed decisions about their financial future. Steven Nicklas is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
06/07/2022 - Present
Raymond James Financial Services Advisors, Inc. (Fernandina Beach FL)
FL
04/20/2018 - 06/13/2022
JANNEY MONTGOMERY SCOTT LLC (PONTE VEDRA BEACH FL)
FL
03/09/2012 - 04/23/2018
AMERIPRISE FINANCIAL SERVICES, INC. (JACKSONVILLE FL)
FL
05/23/2008 - 03/19/2012
UBS FINANCIAL SERVICES INC. (PONTE VEDRA BEACH FL)
FL
07/01/2003 - 05/27/2008
WACHOVIA SECURITIES, LLC (FERNANDINA BEACH FL)
NY
06/22/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/17/1998 - 07/05/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
04/11/1994 - 03/03/1998
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 4/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/27/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/8/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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