Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven McLaughlin is a financial professional with over 25 years of experience in the securities industry. Steven is currently registered with FTP Securities LLC and holds Series 7, 24, 63, 79TO and 99TO licenses, as well as the SIE exam. Steven has previously worked at Shoreline Pacific, LLC and Goldman, Sachs & Co. Steven has a broad range of experience, and is licensed to provide investment advice in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/05/2004 - Present
FTP Securities LLC (NEW YORK NY)
CA
10/09/2003 - 04/12/2004
SHORELINE PACIFIC, LLC (SAN FRANCISCO CA)
NY
09/06/1995 - 12/18/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 01/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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