Unclaimed
Steven Johnson is a financial advisor with Edward Jones. Steven has been a financial advisor since 2011 and has experience in the financial services industry. Steven is registered with the Financial Industry Regulatory Authority (FINRA) and holds multiple licenses. Steven has a proven track record of helping individuals and families achieve their financial goals. Steven is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
03/19/2024 - Present
Edward Jones (ST LOUIS MO)
MO
03/01/2017 - 12/19/2023
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
07/05/2016 - 02/24/2017
BENJAMIN F. EDWARDS & COMPANY, INC. (ST. LOUIS MO)
MO
10/27/2015 - 06/23/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
12/24/2014 - 06/23/2016
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
06/13/2011 - 06/02/2014
SCOTTRADE, INC. (ST. LOUIS MO)
BOTH
Issued 09/30/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/07/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/06/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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