Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Hennig is an active investment advisor representative for Morgan Stanley with a total of 55 years in the securities industry. Steven is registered in 53 states and holds a Series 63 license through the state of Georgia and a Series 66 license through FINRA. Steven is a registered investment advisor representative with a total of 4 approved registrations in the state of Georgia. In addition to the licenses mentioned above, Steven holds a Series 7, Series 9, Series 10, and Series 24 licenses through FINRA. Steven has a strong track record of experience in the investment industry, most recently working as a Financial Advisor at E*TRADE SECURITIES LLC for almost 10 years. Steven also has experience with E*TRADE Capital Management LLC. Steven is a licensed investment advisor representative for Morgan Stanley in Georgia, Texas, and other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
09/05/2023 - Present
Morgan Stanley (Alpharetta GA)
GA
10/15/2009 - 09/05/2023
E*TRADE SECURITIES LLC (Alpharetta GA)
GA
04/18/2008 - 10/09/2009
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (ATLANTA GA)
GA
06/14/2007 - 04/03/2008
GPC SECURITIES, INC. (ATLANTA GA)
BOTH
Issued 02/04/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/18/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/04/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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