Invested Better
Unclaimed

Unclaimed

Unclaimed

Steven Joseph Giacchi

Lucid Capital Markets, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Steven? Claim Your Profile

About Steven Joseph Giacchi

Steven Giacchi is a financial professional with over 10 years of experience in the industry. Currently, Steven is registered with Lucid Capital Markets, LLC, and is located in Holmdel, New Jersey. Steven previously held positions at HSBC Securities (USA) Inc. and Scotia Capital (USA) Inc. Steven has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).

Firm Information

Steven Giacchi is currently registered with Lucid Capital Markets, LLC. Lucid Capital Markets, LLC is a Limited Liability Company formed in June 2015. The firm is registered with the SEC and in 23 states.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Steven Giacchi’s Registration & Firm History

NJ

05/22/2024 - Present

Lucid Capital Markets, LLC (Holmdel NJ)

NY

12/06/2022 - 05/23/2024

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

07/08/2013 - 06/08/2022

SCOTIA CAPITAL (USA) INC. (NEW YORK NY)

Not sure if Steven Joseph Giacchi is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2013

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Steven Joseph Giacchi. Review regulatory record here.
Not sure if Steven Joseph Giacchi is right for you?