Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Joseph Dias is a registered representative with LPL Financial LLC. Steven has been in the financial services industry since 2005. Steven has been registered with LPL Financial LLC since 2024 and previously worked at Citizens Securities, Inc., TD Ameritrade, Inc., Newbridge Securities Corporation, GunnAllen Financial, Inc and Lion's Group Trading LLC. Steven is licensed to conduct business in Connecticut, New Hampshire, New York and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VT
07/30/2024 - Present
LPL Financial LLC (BARRE VT)
VT
05/21/2021 - 07/15/2024
CITIZENS SECURITIES, INC. (MONTPELIER VT)
CT
08/06/2013 - 01/11/2021
TD AMERITRADE, INC. (STAMFORD CT)
NY
09/03/2012 - 07/09/2013
NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)
NY
05/28/2004 - 08/17/2007
GUNNALLEN FINANCIAL, INC (GARDEN CITY NY)
GA
05/22/2000 - 07/01/2004
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
NY
09/13/2002 - 11/01/2002
LION'S GROUP TRADING LLC (NEW YORK NY)
BOTH
Issued 08/19/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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