Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Jon Stefonik has been in the financial services industry since April 1996. Steven is currently a registered representative with Stifel, Nicolaus & Company, Inc. in Appleton, WI. Steven has previously been registered with B.C. ZIEGLER AND COMPANY, LPL FINANCIAL CORPORATION, IFMG SECURITIES, INC., PRUCO SECURITIES, LLC., WORLD GROUP SECURITIES, INC. and WMA SECURITIES, INC. Steven is also a registered Investment Advisor in Wisconsin and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
03/16/2018 - Present
Stifel, Nicolaus & Company, Inc. (APPLETON WI)
WI
12/02/2008 - 03/16/2018
B. C. ZIEGLER AND COMPANY (APPLETON WI)
WI
03/04/2008 - 11/14/2008
LPL FINANCIAL CORPORATION (APPLETON WI)
WI
08/28/2007 - 03/04/2008
IFMG SECURITIES, INC. (APPLETON WI)
WI
12/02/2003 - 08/21/2007
PRUCO SECURITIES, LLC. (APPLETON WI)
GA
04/12/2002 - 05/28/2003
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
09/27/1995 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
BOTH
Issued 01/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/03/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/26/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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